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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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HANSON JOHN NILS |
2. Issuer Name
and
Ticker or Trading Symbol
JOY GLOBAL INC [ JOYG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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100 E WISCONSIN AVE, SUITE 2780 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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MILWAUKEE, WI 53202 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 5/31/2007 | S | 5000 | D | $57.28 | 596715 | D | |||
| Common Stock | 6/1/2007 | S | 300 | D | $58.11 | 596415 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.99 | 596315 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.98 | 596215 | D | |||
| Common Stock | 6/1/2007 | S | 200 | D | $57.97 | 596015 | D | |||
| Common Stock | 6/1/2007 | S | 495 | D | $57.96 | 595520 | D | |||
| Common Stock | 6/1/2007 | S | 391 | D | $57.95 | 595129 | D | |||
| Common Stock | 6/1/2007 | S | 214 | D | $57.94 | 594915 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.89 | 594815 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.86 | 594715 | D | |||
| Common Stock | 6/1/2007 | S | 500 | D | $57.85 | 594215 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.84 | 594115 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.83 | 594015 | D | |||
| Common Stock | 6/1/2007 | S | 600 | D | $57.82 | 593415 | D | |||
| Common Stock | 6/1/2007 | S | 200 | D | $57.81 | 593215 | D | |||
| Common Stock | 6/1/2007 | S | 1200 | D | $57.80 | 592015 | D | |||
| Common Stock | 6/1/2007 | S | 200 | D | $57.79 | 591815 | D | |||
| Common Stock | 6/1/2007 | S | 588 | D | $57.78 | 591227 | D | |||
| Common Stock | 6/1/2007 | S | 300 | D | $57.77 | 590927 | D | |||
| Common Stock | 6/1/2007 | S | 612 | D | $57.76 | 590315 | D | |||
| Common Stock | 6/1/2007 | S | 400 | D | $57.75 | 589915 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.74 | 589815 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.71 | 589715 | D | |||
| Common Stock | 6/1/2007 | S | 400 | D | $57.70 | 589315 | D | |||
| Common Stock | 6/1/2007 | S | 400 | D | $57.69 | 588915 | D | |||
| Common Stock | 6/1/2007 | S | 100 | D | $57.68 | 588815 | D | |||
| Common Stock | 6/1/2007 | S | 86 | D | $57.67 | 588729 | D | |||
| Common Stock | 6/1/2007 | S | 514 | D | $57.66 | 588215 | D | |||
| Common Stock | 6/1/2007 | S | 200 | D | $57.65 | 588015 | D | |||
| Common Stock | 6/1/2007 | S | 300 | D | $57.64 | 587715 | D | |||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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HANSON JOHN NILS
100 E WISCONSIN AVE SUITE 2780 MILWAUKEE, WI 53202 |
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Signatures
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| John Nils Hanson | 6/4/2007 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |