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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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BAIRD ROBERT C JR |
2. Issuer Name
and
Ticker or Trading Symbol
WHITNEY HOLDING CORP [ WTNY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Sr. Executive Vice President |
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228 ST. CHARLES AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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NEW ORLEANS, LA 70130 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common stock no par value | 10/27/2009 | P | 5000 | A | $8.00 | 120307 | D |
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| Common stock no par value | .541 (1) | D |
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| Common stock no par value | 16567.2798 | I | Shares of stock held in the Company's 401(k) plan as reported by the trustee on 9/30/2009 | |||||||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Incentive opt | $16.5277 | 12/14/2000 | 6/13/2010 | Comm stock | 6049 (2) | 6049 | D |
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| Nonqual opt | $16.5277 | 12/14/2000 | 6/13/2010 | Comm stock | 10824 (2) | 10824 | D |
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| Incentive opt | $18.5777 | 12/13/2001 | 6/12/2011 | Comm stock | 5382 (2) | 5382 | D |
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| Nonqual opt | $18.5777 | 12/13/2001 | 6/12/2011 | Comm stock | 11493 (2) | 11493 | D |
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| Incentive opt | $22.5799 | 12/12/2002 | 6/11/2012 | Comm stock | 4428 (2) | 4428 | D |
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| Nonqual opt | $22.5799 | 12/12/2002 | 6/11/2012 | Comm stock | 16572 (2) | 16572 | D |
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| Incentive opt | $22.4433 | 12/11/2003 | 6/10/2013 | Comm stock | 4455 (2) | 4455 | D |
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| Nonqual opt | $22.4433 | 12/11/2003 | 6/10/2013 | Comm stock | 16545 (2) | 16545 | D |
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| Incentive opt | $28.86 | 12/16/2004 | 6/15/2014 | Comm stock | 3465 (2) | 3465 | D |
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| Nonqual opt | $28.86 | 12/16/2004 | 6/15/2014 | Comm stock | 17535 (2) | 17535 | D |
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| Incentive opt | $31.59 | 12/15/2005 | 6/13/2015 | Comm stock | 3165 (2) | 3165 | D |
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| Nonqual opt | $31.59 | 12/15/2005 | 6/13/2015 | Comm stock | 6835 (2) | 6835 | D |
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| Nonqual opt | $35.41 | 6/28/2009 | 6/28/2016 | Comm stock | 12000 (2) | 12000 | D |
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| Nonqual opt | $28.76 | 7/10/2010 | 7/10/2017 | Comm stock | 12000 (2) | 12000 | D |
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| Nonqual opt | $18.77 | 6/23/2011 | 6/23/2018 | Comm stock | 11000 (2) | 11000 | D |
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| Restricted stock units | (3) | (4) | (4) | Comm stock | 10000 | 10000 | D |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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BAIRD ROBERT C JR
228 ST. CHARLES AVENUE NEW ORLEANS, LA 70130 |
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Sr. Executive Vice President |
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Signatures
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| Patricia K. Loupe, attorney-in-fact and Asst. Corp Sec for Whitney Holding Corp. | 10/28/2009 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |