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FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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| 1. Name and Address of Reporting Person * Ramius LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol PHOENIX TECHNOLOGIES LTD [PTEC] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, $0.001 par value (1) (2) | 481339 | I | By Ramius Enterprise Master Fund Ltd (3) (4) |
| Common Stock, $0.001 par value (1) (2) | 1720316 | I | By Ramius Value & Opportunity Master (5) (6) |
| Common Stock, $0.001 par value (1) (2) | 1348572 | I | By RCG PB, Ltd (7) |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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Ramius LLC
599 LEXINGTON AVENUE 20TH FLOOR NEW YORK, NY 10022 |
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X |
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C4S & CO LLC
599 LEXINGTON AVENUE 20TH FLOOR NEW YORK, NY 10022 |
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X |
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COHEN PETER A
C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK, NY 10022 |
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X |
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See Explanation of Responses | |
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STARK MORGAN B
C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK, NY 10022 |
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X |
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See Explanation of Responses | |
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STRAUSS THOMAS W
C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK, NY 10022 |
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X |
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See Explanation of Responses | |
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SOLOMON JEFFREY M
C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK, NY 10022 |
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X |
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See Explanation of Responses | |
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COWEN GROUP, INC.
C/O RAMIUS LLC 599 LEXINGTON AVENUE NEW YORK, NY 10022 |
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X |
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RCG HOLDINGS LLC
C/O RAMIUS LLC 599 LEXINGTON AVENUE NEW YORK, NY |
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X |
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Signatures
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| By: Ramius LLC; By: /s/ Owen S. Littman, Authorized Signatory | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| By: C4S & Co., L.L.C., By: /s/ Owen S. Littman, as Attorney in Fact for Jeffrey M. Solomon, as Managing Member | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| By: /s/ Owen S. Littman, as Attorney in Fact for Peter A. Cohen | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| By: /s/ Owen S. Littman, as Attorney in Fact for Morgan B. Stark | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| By: /s/ Owen S. Littman, as Attorney in Fact for Thomas W. Strauss | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| By: /s/ Owen S. Littman, as Attorney in Fact for Jeffrey M. Solomon | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| By: Cowen Group, Inc.; By: /s/ Owen S. Littman, Authorized Signatory | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| By: RCG Holdings LLC; By /s/ Owen S. Littman, Authorized Signatory | 11/3/2009 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Exhibit 24.1
POWER OF ATTORNEY
The undersigned hereby appoints Peter A. Cohen, Morgan B. Stark, Thomas W.
Strauss, Jeffrey M. Solomon, Marran H. Ogilvie and Owen S. Littman, or any of
them, his true and lawful attorney-in fact and agent to execute for, and on
behalf of, the undersigned all Forms 3, 4 and 5 required to be filed under
Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder
as a result of the undersigned's beneficial ownership of, or participation in
a group with respect to, securities directly or indirectly beneficially owned
by Ramius Capital Group, L.L.C. or any of its affiliates, and granting unto
said attorney-in-fact and agent full power and authority to do and perform
each and every act and thing which he might or could do in person, hereby
ratifying and confirming all that said attorney-in-fact and agent may
lawfully do or cause to be done by virtue hereof. The authority of Peter A.
Cohen, Morgan B. Stark, Thomas W. Strauss, Jeffrey M. Solomon, Marran H.
Ogilvie and Owen S. Littman, or any of them, under this Power of Attorney
shall remain in full force and effect until revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.
Date: August 16, 2007
/s/ Peter A. Cohen
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Peter A. Cohen
/s/ Morgan B. Stark
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Morgan B. Stark
/s/ Jeffrey M. Solomon
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Jeffrey M. Solomon
/s/ Thomas W. Strauss
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Thomas W. Strauss