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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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GOLDBLATT SEYMOUR L |
2. Issuer Name
and
Ticker or Trading Symbol
OPENWAVE SYSTEMS INC [ OPWV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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515 MADISON AVENUE, SUITE 4200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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NEW YORK, NY 10022 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock (1) | 10/30/2008 | S | 1826200 | D | $.78 | 5727000 (2) | I | S Squared Technology, LLC (1) | ||
| Common Stock (1) | 10/30/2008 | P | 124300 | A | $.79 | 840800 (2) | I | S Squared Technology Partners, L.P. (1) | ||
| Common Stock (1) | 10/30/2008 | P | 674900 | A | $.79 | 4032000 (2) | I | S Squared Capital II Management, LLC (1) | ||
| Common Stock (1) | 10/30/2008 | P | 1027000 | A | $.79 | 6754000 (2) | I | S Squared Technology, LLC (1) | ||
| Common Stock (1) | 3/2/2009 | S | 104900 | D | $.8 | 6649100 | I | S Squared Technology, LLC (1) | ||
| Common Stock (1) | 3/2/2009 | P | 83400 | A | $.805 | 6732500 | I | S Squared Technology, LLC (1) | ||
| Common Stock (1) | 3/2/2009 | P | 21500 | A | $.805 | 862300 | I | S Squared Technology Partners, L.P. (1) | ||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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GOLDBLATT SEYMOUR L
515 MADISON AVENUE SUITE 4200 NEW YORK, NY 10022 |
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GOLDBLATT KENNETH
515 MADISON AVENUE SUITE 4200 NEW YORK, NY 10022 |
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X |
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Signatures
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| /s/ Seymour L. Goldblatt | 5/22/2009 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Joint Filer Information
Names: Kenneth Goldblatt
Address: 515 Madison Avenue, Suite 4200
New York, NY 10022
Designated Filer: Seymour L. Goldblatt
Issuer and Ticker Symbol: Openwave Systems Inc (OPWV)
Date of Earliest Transaction
To Be Reported: October 30, 2008
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The undersigned, Kenneth Goldblatt, is filing the attached Statement of Changes in Beneficial Ownership on Form 4 with Seymour L. Goldblatt with respect to the beneficial ownership of securities of Openwave Systems Inc.
Signatures:
By: /s/ Kenneth Goldblatt
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Kenneth Goldblatt
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