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1. Name and Address of Reporting Person
*
Dublon, Dina
(Last) (First) (Middle)
270 Park Avenue
(Street)
New York, NY 10017
(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
J.P. Morgan Chase & Co. JPM
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer
Other
Chief Financial Officer
7. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
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3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) |
4. Statement for
Month/Day/Year
February 12, 2003
5. If Amendment,
Date of Original (Month/Day/Year) |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security
(Instr. 3) |
2. Transaction Date
(Month/Day/Year) |
2A. Deemed
Execution Date, if any (Month/Day/Year) |
3. Transaction
Code and Voluntary Code (Instr. 8)
Code | V
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4. Securities Acquired (A) or Disposed (D) Of
(Instr. 3, 4, and 5)
Amount | A/D | Price
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5. Amount of
Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner-
ship Form: Direct(D) or Indirect (I) (Instr. 4) |
7. Nature of
Indirect Beneficial Ownership (Instr. 4) |
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Common Stock
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02/12/2003
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A
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72,017.0000
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A
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273,223.2049 |
D
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Common Stock
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2,698.3483 |
I
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By 401(k)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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Persons who respond to the collection of information contained in this form are not required to
respond unless the form displays a currently valid OMB control number. |
(over)
SEC 1474 (9-02) |
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Dublon, Dina - February 12, 2003
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| Form 4 (continued) |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 3) |
2. Conver-
sion or Exercise Price of Deri- vative Security |
3. Transaction
Date (Month/ Day/ Year) |
3A. Deemed
Execution Date, if any (Month/ Day/ Year) |
4. Transaction
Code and Voluntary (V) Code (Instr.8)
Code | V
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5. Number of Derivative
Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) |
6. Date Exercisable(DE) and
Expiration Date(ED) (Month/Day/Year)
(DE) | (ED)
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7. Title and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price
of Derivative Security (Instr.5) |
9. Number of
Derivative Securities Beneficially Owned Following Reported Transactions (Instr.4) |
10.
Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr.4) |
11. Nature of
Indirect Beneficial Ownership (Instr.4) |
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Stock Options (Right to Buy)
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$21.870 | 02/12/2003 |
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A
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(A) 216,050.00 |
(1)
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02/12/2013
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Common Stock - 216,050.00 |
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216,050.00 |
D
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. |
By: /s/ Anthony J. Horan
02-14-2003
** Signature of Reporting Person Date Power of Attorney
Page 2
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Dublon, Dina - February 12, 2003
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| Form 4 (continued) |
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FOOTNOTE Descriptions for J.P. Morgan Chase & Co. JPM
Form 4 - February 2003
Dina Dublon
270 Park Avenue New York, NY 10017
Explanation of responses:
(1) Vests annually in halves beginning January 25, 2005. |
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