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FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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MURRAY CHESTER V |
2. Issuer Name
and
Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __ X __ Other (specify below) EVP-Moody's Investors Service |
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99 CHURCH STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
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NEW YORK, NY 10007 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Transaction Date (MM/DD/YYYY) | 2A. Deemed Execution Date, if any (MM/DD/YYYY) |
3. Transaction Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 2/24/2005 | S | 100 | D | $83.49 | 50314 | D | |||
| Common Stock | 2/24/2005 | S | 700 | D | $83.48 | 49614 | D | |||
| Common Stock | 2/24/2005 | S | 700 | D | $83.49 | 48914 | D | |||
| Common Stock | 2/24/2005 | S | 1300 | D | $83.45 | 47614 | D | |||
| Common Stock | 2/24/2005 | S | 500 | D | $83.44 | 47114 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.42 | 46914 | D | |||
| Common Stock | 2/24/2005 | S | 700 | D | $83.40 | 46214 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.39 | 46014 | D | |||
| Common Stock | 2/24/2005 | S | 100 | D | $83.36 | 45914 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.35 | 45714 | D | |||
| Common Stock | 2/24/2005 | S | 600 | D | $83.34 | 45114 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.30 | 44914 | D | |||
| Common Stock | 2/24/2005 | S | 300 | D | $83.29 | 44614 | D | |||
| Common Stock | 2/24/2005 | S | 100 | D | $83.27 | 44514 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.26 | 44314 | D | |||
| Common Stock | 2/24/2005 | S | 1000 | D | $83.25 | 43314 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.24 | 43114 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.22 | 42914 | D | |||
| Common Stock | 2/24/2005 | S | 100 | D | $83.20 | 42814 | D | |||
| Common Stock | 2/24/2005 | S/K | 1000 | D | $83.18 | 41814 | D | |||
| Common Stock | 2/24/2005 | S | 1200 | D | $83.17 | 40614 | D | |||
| Common Stock | 2/24/2005 | S | 500 | D | $83.13 | 40114 | D | |||
| Common Stock | 2/24/2005 | S | 100 | D | $83.34 | 40014 | D | |||
| Common Stock | 2/24/2005 | S | 200 | D | $83.25 | 39814 | D | |||
| Common Stock | 2/24/2005 | S | 300 | D | $83.24 | 39514 | D | |||
| Common Stock | 2/24/2005 | S | 1000 | D | $83.20 | 38514 | D | |||
| Common Stock | 2/24/2005 | S | 3000 | D | $83.15 | 35514 | D | |||
| Common Stock | 2/24/2005 | S | 2500 | D | $83.12 | 33014 | D | |||
| Common Stock | 2/24/2005 | S | 900 | D | $83.59 | 32114 | D | |||
| Common Stock | 2/24/2005 | S | 204 | D | $83.58 | 31910 | D | |||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (MM/DD/YYYY) | 3A. Deemed Execution Date, if any (MM/DD/YYYY) |
4. Transaction Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
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Remarks:
Form 2 of 3 Form 4s filed on 02/28/2005 reporting transactions on 02/24/2005. |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |