UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the quarterly period ended June 30, 2009
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from
to
Commission File Number: 001-13958
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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13-3317783
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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One Hartford Plaza, Hartford, Connecticut 06155
(Address of principal executive offices) (Zip Code)
(860) 547-5000
(Registrants telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to file such reports), and (2)
has been subject to such filing requirements for the past 90 days. Yes
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No
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Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter
period that the registrant was required to submit and post such files). Yes
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No
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of
large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2
of the Exchange Act.
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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(Do not check if a smaller reporting company)
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Smaller reporting company
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes
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No
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As of July 22, 2009, there were outstanding 328,158,459 shares of Common Stock, $0.01 par
value per share, of the registrant.
EXPLANATORY NOTE
The purpose of this amendment on Form 10-Q/A to The Hartford Financial Services Group, Inc.s
quarterly report on Form 10-Q for the period ended June 30, 2009, filed with the Securities and
Exchange Commission on July 29, 2009 (Form 10-Q), is solely to furnish Exhibit 101 to the Form
10-Q, as required by Rule 405 of Regulation S-T.
No other changes have been made to the Form 10-Q. This Form 10-Q/A speaks as of the original filing
date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original
filing date, and does not modify or update in any way disclosures made in Form 10-Q.
Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are
deemed not filed or part of a registration statement or prospectus for purposes of sections 11 or
12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of section 18 of
the Securities and Exchange Act of 1934, as amended, and otherwise are not subject to liability
under those sections.
Item 6. EXHIBITS
See Exhibits Index on page 4.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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The Hartford Financial Services Group, Inc
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(Registrant)
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Date: August 26, 2009
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/s/ Beth A. Bombara
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Beth A. Bombara
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Senior Vice President and Controller
(Chief accounting officer and duly authorized signatory)
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THE HARTFORD FINANCIAL SERVICES GROUP, INC.
FOR THE THREE MONTHS ENDED JUNE 30, 2009
FORM 10-Q/A
AMENDMENT NO. 1
EXHIBITS INDEX
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Exhibit No.
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Description
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*3.01
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Amended and Restated Certificate of Incorporation of The Hartford Financial Services
Group, Inc. (incorporated herein by reference to Exhibit 3.01 to The Hartfords Current
Report on Form 8-K, filed June 2, 2009).
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*3.02
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Certificate of Designations of The Hartford Financial Services Group, Inc. with respect
to Series E Fixed Rate Cumulative Perpetual Preferred Stock, dated June 25, 2009
(incorporated herein by reference to Exhibit 3.01 to The Hartfords Current Report on Form
8-K, filed June 26, 2009).
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*4.01
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Warrant to Purchase Shares of Common Stock of The Hartford Financial Services Group,
Inc., dated June 26, 2009 (incorporated herein by reference to Exhibit 4.01 to The
Hartfords Current Report on Form 8-K, filed June 26, 2009).
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*10.01
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Letter Agreement, dated as of June 9, 2009, by and between The Hartford Financial
Services Group, Inc., Allianz SE and Allianz Finance II Luxembourg S.a.r.l. (incorporated
herein by reference to Exhibit 10.01 to The Hartfords Current Report on Form 8-K, filed
June 12, 2009).
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*10.02
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Letter Agreement including the Securities Purchase AgreementStandard Terms incorporated
therein, between The Hartford Financial Services Group, Inc. and The United States
Department of the Treasury, dated June 26, 2009 (incorporated herein by reference to
Exhibit 10.01 to The Hartfords Current Report on Form
8-K,
filed June 26, 2009).
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*10.03
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Letter Agreement between The Hartford Financial Services Group, Inc. and The United
States Department of the Treasury, dated June 26, 2009 (incorporated herein by reference to
Exhibit 10.02 to The Hartfords Current Report on Form 8-K, filed June 26, 2009).
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*15.01
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Deloitte & Touche LLP Letter of Awareness.
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*31.01
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Certification of Ramani Ayer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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*31.02
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Certification of Lizabeth H. Zlatkus pursuant to Section 302 of the Sarbanes-Oxley Act of
2002.
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*32.01
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Certification of Ramani Ayer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
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*32.02
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Certification of Lizabeth H. Zlatkus pursuant to Section 906 of the Sarbanes-Oxley Act of
2002.
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*99.01
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Equity Distribution Agreement, dated June 12, 2009, between The Hartford Financial
Services Group, Inc. and Goldman, Sachs & Co. (incorporated herein by reference to Exhibit
99.01 to The Hartfords Current Report on Form 8-K, filed June 12, 2009).
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*99.02
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Press Release of The Hartford Financial Services Group, Inc. dated June 12, 2009
(incorporated herein by reference to Exhibit 99.02 to The Hartfords Current Report on Form
8-K, filed June 12, 2009).
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*99.03
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Press Release of The Hartford Financial Services Group, Inc., dated June 26, 2009
(incorporated herein by reference to Exhibit 99.01 to The Hartfords Current Report on Form
8-K, filed June 26, 2009).
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101.INS
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XBRL Instance Document [1]
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101.SCH
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XBRL Taxonomy Extension Schema
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101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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101.LAB
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XBRL Taxonomy Extension Label Linkbase
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101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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*
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Filed with our Form 10-Q as filed on July 29, 2009.
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[1]
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Includes the following materials contained in this Quarterly Report on Form 10-Q for the
quarter ended June 30, 2009, formatted in XBRL (eXtensible Business Reporting Language):
(i) the Condensed Consolidated Statements of Operations, (ii) the Condensed Consolidated
Balance Sheets, (iii) the Condensed Consolidated Statements of Changes in Equity, (iv) the
Condensed Consolidated Statements of Comprehensive Income (Loss), (v) the Condensed
Consolidated Statements of Cash Flows, and (vi) Notes to Condensed Consolidated Financial
Statements, which is tagged as blocks of text.
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