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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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SACKS RODNEY C |
2. Issuer Name
and
Ticker or Trading Symbol
Monster Beverage Corp [ MNST ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chairman and CEO |
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MONSTER BEVERAGE CORPORATION, 550 MONICA CIRCLE, SUITE 201 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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CORONA, CA 92880 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 1/17/2012 | S | 56909 (1) | D | $100.09 (2) | 3477770 | I | By Hilrod Holdings, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 200 (1) | D | $100.96 | 3477570 | I | By Hilrod Holdings, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 19100 (1) | D | $100.63 (3) | 738766 | I | By HRS Holdings, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 900 (1) | D | $101.29 (4) | 737866 | I | By HRS Holdings, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 10000 (1) | D | $101.13 (5) | 20036 | I | By Hilrod Holdings VII, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 19200 (1) | D | $100.87 (6) | 95564 | I | By Hilrod Holdings VIII, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 800 (1) | D | $101.38 (7) | 94764 | I | By Hilrod Holdings VIII, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 30000 (1) | D | $100.29 (8) | 256098 | I | By Hilrod Holdings IX, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 5000 (1) | D | $100.66 (9) | 51166 | I | By Hilrod Holdings X, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 15000 (1) | D | $100.91 (10) | 93318 | I | By Hilrod Holdings XI, L.P. (13) | ||
| Common Stock | 1/17/2012 | S | 20000 (1) | D | $100.93 (11) | 54154 | I | By RCS 2009 GRAT | ||
| Common Stock | 1/17/2012 | S | 6000 (1) | D | $101.11 | 28010 | I | By RCS Direct GRAT | ||
| Common Stock | 1/17/2012 | S | 4000 (1) | D | $100.2 (12) | 8080 | I | By RCS Direct GRAT #2 | ||
| Common Stock | 990928 | I | By Brandon Limited Partnership No. 1 (13) | |||||||
| Common Stock | 4907824 | I | By Brandon Limited Partnership No. 2 (13) | |||||||
| Common Stock | 92462 | I | By Hilrod Holdings IV, L.P. (13) | |||||||
| Common Stock | 35714 | I | By Hilrod Holdings V, L.P. (13) | |||||||
| Common Stock | 128950 | I | By Hilrod Holdings VI, L.P. (13) | |||||||
| Common Stock | 85178 | I | By Hilrod Holdings XII, L.P. (13) | |||||||
| Common Stock | 102946 | D | ||||||||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (right to buy) | $0.446 | (14) | 7/12/2012 | Common Stock | 1200000 | 448176 | D | ||||||||
| Employee Stock Option (right to buy) | $0.531 | (14) | 5/28/2013 | Common Stock | 1200000 | 860324 | D | ||||||||
| Employee Stock Option (right to buy) | $6.588 | (14) | 3/23/2015 | Common Stock | 1200000 | 1100000 | D | ||||||||
| Employee Stock Option (right to buy) | $16.87 | (14) | 11/11/2015 | Common Stock | 600000 | 600000 | D | ||||||||
| Employee Stock Option (right to buy) | $31.72 | (15) | 6/2/2018 | Common Stock | 400000 | 400000 | D | ||||||||
| Employee Stock Option (right to buy) | $35.64 | (16) | 12/1/2019 | Common Stock | 250000 | 250000 | D | ||||||||
| Restricted Stock Units | (17) | (18) | (19) | Common Stock | 130500 | 130500 | D | ||||||||
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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SACKS RODNEY C
MONSTER BEVERAGE CORPORATION 550 MONICA CIRCLE, SUITE 201 CORONA, CA 92880 |
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Chairman and CEO |
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Signatures
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| Rodney C. Sacks | 1/19/2012 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |