|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
|
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
|
1. Name and Address of Reporting Person
*
PEREZ ANTONIO M |
2. Issuer Name
and
Ticker or Trading Symbol
EASTMAN KODAK CO [ EKDKQ ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) President, Chairman & CEO |
|
343 STATE STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
ROCHESTER, NY 14650 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
|
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 2/28/2012 | M | 133205 (7) | A | $0.35 | 540217 | D |
|
||
| Common Stock | 2/28/2012 | F | 48247 (12) | D | $0.35 | 491970 | D |
|
||
|
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option (right to buy) | $26.47 | (2) | 5/31/2012 | Common Stock | 300000 | 300000 | D |
|
|||||||
| Option (right to buy) (4) | $24.75 | (2) | 12/6/2012 | Common Stock | 135000 | 135000 | D |
|
|||||||
| Option (right to buy) | $30.96 | (1) | 4/1/2013 | common stock | 500000 | 500000 | D |
|
|||||||
| Option (right to buy) (4) | $25.88 | (2) | 12/11/2013 | Common Stock | 314530 | 314530 | D |
|
|||||||
| Option (right to buy) (4) | $23.28 | (2) | 12/10/2014 | Common Stock | 397460 | 397460 | D |
|
|||||||
| Option (right to buy) (4) | $7.41 | (2) | 12/8/2015 | Common Stock | 751540 | 751540 | D |
|
|||||||
| Option (right to buy) | $4.54 | (3) | 10/13/2016 | Common Stock | 500000 | 500000 | D |
|
|||||||
| Option (right to buy) | $3.4 | (2) | 2/27/2018 | Common Stock | 705732 | 705732 | D |
|
|||||||
| Stock Units | (5) | (6) | (6) | Common Stock | 18539.42 | 18539.42 | D |
|
|||||||
| Stock Units | (5) | (6) | (6) | Common Stock | 56886.41 | 56886.41 | D |
|
|||||||
| Stock Units (8) | (5) | (6) | (6) | Common Stock | 19370.2903 | 19370.2903 | D |
|
|||||||
| Restricted Stock Units | (5) | (10) | (10) | Common Stock | 1048370 | 1048370 | D |
|
|||||||
| Restricted Stock Units | (5) | 2/28/2012 | M | 133205 | (11) | (11) | Common Stock | 133205 | $ 0 | 266450 | D |
|
|||
| Restricted Stock Units | (5) | 12/31/2013 (9) | 12/31/2013 (9) | Common Stock | 248009 | 248009 | D |
|
|||||||
|
Reporting Owners
|
|||||
| Reporting Owner Name / Address |
|
||||
| Director | 10% Owner | Officer | Other | ||
|
PEREZ ANTONIO M
343 STATE STREET ROCHESTER, NY 14650 |
X |
|
President, Chairman & CEO |
|
|
|
Signatures
|
||
| Patrick M. Sheller, as attorney-in-fact for Antonio M. Perez | 3/1/2012 | |
| ** Signature of Reporting Person |
Date
|
|
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |