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FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
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| 1. Name and Address of Reporting Person * Johnson David TX |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol Nalco Holding CO [NLC] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) GVP, President EAME Ops / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 24349 | D | |
| Restricted Shares (1) | 3987 | D | |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Exchange Right (Right to Buy) (2) | (3) (4) | (5) | Common Stock | (6) | (6) | D | |
| Stock Options (Right to Buy) (7) | 12/31/2006 | 6/28/2016 | Common Stock | 1235 | $17.8 | D | |
| Stock Options (Right to Buy) (7) | 12/31/2007 | 6/28/2016 | Common Stock | 1235 | $17.8 | D | |
| Stock Options (Right to Buy) (7) | 12/31/2008 | 6/28/2016 | Common Stock | 1235 | $17.8 | D | |
| Stock Options (Right to Buy) (7) | 12/31/2009 | 6/28/2016 | Common Stock | 1234 | $17.8 | D | |
| Stock Options (Right to Buy) (8) | 12/31/2007 | 2/15/2017 | Common Stock | 1129 | $24.01 | D | |
| Stock Options (Right to Buy) (8) | 12/31/2008 | 2/15/2017 | Common Stock | 1129 | $24.01 | D | |
| Stock Options (Right to Buy) (8) | 12/31/2009 | 2/15/2017 | Common Stock | 1129 | $24.01 | D | |
| Stock Options (Right to Buy) (8) | 12/31/2010 | 2/15/2017 | Common Stock | 1129 | $24.01 | D | |
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Remarks:
This amendment is being filed to report the 2007 Stock Option grant. |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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Johnson David TX
1601 WEST DIEHL ROAD NAPERVILLE, IL 60563-1198 |
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GVP, President EAME Ops |
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Signatures
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| /s/ Filomena Trombino as Attorney in Fact | 6/26/2007 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |