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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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(Print or Type Responses)
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1. Name and Address of Reporting Person
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SPOONER JOHN P |
2. Issuer Name
and
Ticker or Trading Symbol
ECOLAB INC [ ECL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) President of International / |
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3. Date of Earliest Transaction (MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 5/21/2003 | M | 18000 | A | $21.89 | 38401 | D | |||
| Common Stock | 5/22/2003 | M | 20000 | A | $15.19 | 58401 | D | |||
| Common Stock | 5/22/2003 | M | 52800 | A | $13.41 | 111201 | D | |||
| Common Stock | 5/21/2003 | S | 18000 | D | $50.50 | 93201 | D | |||
| Common Stock | 5/22/2003 | S | 30000 | D | $50.75 | 63201 | D | |||
| Common Stock | 5/22/2003 | S | 22800 | D | $50.80 | 40401 | D | |||
| Common Stock | 5/22/2003 | S | 19500 | D | $50.85 | 20901 | D | |||
| Common Stock | 5/22/2003 | S | 500 | D | $50.86 | 20401 (1) | D | |||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (Right to Buy) | $21.89 | 5/21/2003 | M | 18000 | 8/15/1998 (2) | 8/15/2007 | Common Stock | 18000 | 0 | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $13.41 | 5/22/2003 | M | 52800 | 8/18/1996 (3) | 8/18/2005 | Common Stock | 52800 | 0 | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $15.19 | 5/22/2003 | M | 20000 | 8/16/1997 (4) | 8/16/2006 | Common Stock | 20000 | 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| SPOONER JOHN P, |
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President of International |
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| /s/D.F. Duvick, Attorney-in-Fact for J.P. Spooner | 5/23/2003 | |
| ** Signature of Reporting Person |
Date
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| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.