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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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BARBIERI DONALD K |
2. Issuer Name
and
Ticker or Trading Symbol
Red Lion Hotels CORP [ RLH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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201 W. NORTH RIVER DR., STE. 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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SPOKANE, WA 99201 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 12/23/2011 | S (1) | 38098 | D | $7 | 1057053 | D | |||
| Common Stock | 12/27/2011 | S (1) | 7390 | D | $7 | 1049663 | D | |||
| Common Stock | 12/27/2011 | S (1) | 6062 | D | $7.01 | 1043601 | D | |||
| Common Stock | 12/27/2011 | S (1) | 600 | D | $7.013 | 1043001 | D | |||
| Common Stock | 12/27/2011 | S (1) | 200 | D | $7.015 | 1042801 | D | |||
| Common Stock | 12/27/2011 | S (1) | 1177 | D | $7.02 | 1041624 | D | |||
| Common Stock | 12/27/2011 | S (1) | 1573 | D | $7.03 | 1040051 | D | |||
| Common Stock | 12/27/2011 | S (1) | 100 | D | $7.034 | 1039951 | D | |||
| Common Stock | 12/27/2011 | S (1) | 100 | D | $7.035 | 1039851 | D | |||
| Common Stock | 12/27/2011 | S (1) | 100 | D | $7.036 | 1039751 | D | |||
| Common Stock | 12/27/2011 | S (1) | 1109 | D | $7.04 | 1038642 | D | |||
| Common Stock | 12/27/2011 | S (1) | 100 | D | $7.042 | 1038542 | D | |||
| Common Stock | 12/27/2011 | S (1) | 100 | D | $7.044 | 1038442 | D | |||
| Common Stock | 12/27/2011 | S (1) | 270 | D | $7.045 | 1038172 | D | |||
| Common Stock | 12/27/2011 | S (1) | 1590 | D | $7.05 | 1036582 | D | |||
| Common Stock | 12/27/2011 | S (1) | 100 | D | $7.057 | 1036482 | D | |||
| Common Stock | 12/27/2011 | S (1) | 1230 | D | $7.06 | 1035252 | D | |||
| Common Stock | 12/27/2011 | S (1) | 601 | D | $7.07 | 1034651 | D | |||
| Common Stock | 12/27/2011 | S (1) | 300 | D | $7.08 | 1034351 | D | |||
| Common Stock | 12/27/2011 | S (1) | 600 | D | $7.09 | 1033751 | D | |||
| Common Stock | 666 | I | Held in 401 (K) Account | |||||||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: | |
| ( 1) | Sales made pusuant to a purchase plan intended to comply with SEC Rule 10b5-1(c) and adopted or entered into on 12/12/2011. |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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BARBIERI DONALD K
201 W. NORTH RIVER DR. STE. 100 SPOKANE, WA 99201 |
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Signatures
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| /s/ Julie Langenheim, Attorney-in-fact | 12/28/2011 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |