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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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ADKINS JOHN CHRISTOPHER |
2. Issuer Name
and
Ticker or Trading Symbol
MASSEY ENERGY CO [ MEE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) SVP & Chief Operating Officer |
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125 HURRICANE ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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CHAPMANVILLE, WV 25508 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 11/15/2004 | A | 2902 (1) | A | $29.945 | 23079 | D | |||
| Common Stock | 11/17/2004 | M | 1007 | A | (2) | 24086 | D | |||
| Common Stock | 11/17/2004 | D | 1007 | D | $31.16 | 23079 | D | |||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (right to buy) | $29.945 | 11/15/2004 | A | 19627 | 11/15/2008 (3) | 11/15/2014 | Common Stock | 19627 | $0 | 19627 | D | ||||
| Restricted Units (phantom stock units) | (2) | 11/15/2004 | A | 1829 | 11/15/2008 (4) | 11/15/2008 | Common Stock | 1829 | $0 | 1829 | D | ||||
| Restricted Units (phantom stock units) | (2) | 11/17/2004 | M | 1007 | 11/17/2004 | 11/17/2004 | Common Stock | 1007 | $0 | 3021 | D | ||||
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Remarks:
Exhibit List Exhibit 24 - Power of Attorney |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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ADKINS JOHN CHRISTOPHER
125 HURRICANE ROAD CHAPMANVILLE, WV 25508 |
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SVP & Chief Operating Officer |
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Signatures
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| /s/ Richard R. Grinnan, attorney-in-fact | 11/17/2004 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
POWER OF ATTORNEY CONCERNING
SECURITIES AND EXCHANGE COMMISSION FORMS 3, 4 AND 5 FILINGS
This Statement confirms that the undersigned, J. Christopher Adkins, has authorized and
designated Thomas J. Dostart, Jeffrey M. Jarosinski and Richard R. Grinnan to execute and file
on the undersigned's behalf all Forms 3, 4 and 5 (including any amendments thereto) that the
undersigned may be required to file with the U.S. Securities and Exchange Commission as a
result of the undersigned's ownership of or transactions in securities of Massey Energy Company.
The authority of Thomas J. Dostart, Jeffrey M. Jarosinski and Richard R. Grinnan under this
Statement shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with
regard to the undersigned's ownership of or transactions in securities of Massey Energy Company
unless earlier revoked in writing. The undersigned acknowledges that Thomas J. Dostart, Jeffrey
M. Jarosinski and Richard R. Grinnan are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
Dated: 11/12/04 /s/ J. Christopher Adkins
Printed Name: J. Christopher Adkins