Current Report




 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
____________________________________________________
FORM 8-K
___________________________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

May 18, 2017 (May 17, 2017)
Date of report (Date of earliest event reported)

ALIGN TECHNOLOGY, INC.
_______________________________________________________________
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
 
 
 
0-32259
 
94-3267295
(Commission File Number)
 
(IRS Employer Identification No.)
 
 
 
2560 Orchard Parkway,
San Jose, California
 
95131
(Address of Principal Executive Offices)
 
(Zip Code)
(408) 470-1000
(Registrant’s Telephone Number, Including Area Code)
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 







ITEM 5.07. Submission of Matters to a Vote of Security Holders

Align Technology, Inc. (the "Company") held its 2017 Annual Meeting of Stockholders on May 17, 2017 (the "Annual Meeting"). At the Annual Meeting, the stockholders voted on the following four proposals and cast their votes as described below. For more information about these proposals, see the Company's proxy statement dated April 6, 2017, the relevant portions of which are incorporated herein by reference.

Proposal 1

The following nine nominees received the a majority of the votes cast and were elected to the Board of Directors and will serve as directors until the next annual meeting of stockholders or until their respective successors have been duly elected and qualified.
Director Nominee
Votes For
Against
Abstain
Non-Votes
Joseph M. Hogan
65,599,615

 
311,555

 
441,539

 
6,932,678

 
Joseph Lacob
64,952,858

 
959,851

 
439,999

 
6,932,679

 
C. Raymond Larkin, Jr.
65,025,157

 
887,645

 
439,906

 
6,932,679

 
George J. Morrow
64,406,080

 
1,506,415

 
440,213

 
6,932,679

 
Thomas M. Prescott
65,212,167

 
701,107

 
439,433

 
6,932,680

 
Andrea L. Saia
64,827,901

 
1,084,453

 
440,335

 
6,932,678

 
Greg J. Santora
64,128,684

 
1,637,097

 
586,928

 
6,932,678

 
Susan E. Siegel
65,606,349

 
307,476

 
438,883

 
6,932,679

 
Warren S. Thaler
65,024,386

 
887,215

 
441,107

 
6,932,679

 

Proposal 2

Proposal 2 was a management proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2017, as described in the proxy materials. This proposal was approved.

For
71,185,548

 
Against
1,572,218

 
Abstain
527,621

 

Proposal 3

Proposal 3 was a management proposal to hold an advisory vote to approve the compensation of the Company's named executive officers, as described in the proxy materials. This proposal was approved.

For
62,424,591

 
Against
3,244,081

 
Abstain
684,036

 
Non Votes
6,932,679

 

Proposal 4

Proposal 4 was a management proposal to hold an advisory vote on the frequency of the advisory vote on executive compensation, as described in the proxy materials. “1 Year” was approved.
1 Year
59,157,636

2 Years
101,546

3 Years
6,643,085

Abstain
450,441

Non Votes
6,932,679








SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:
May 18, 2017
ALIGN TECHNOLOGY, INC.
 
 
 
 
 
By: /s/  Roger E. George
 
 
Roger E. George
 
 
Vice President, Legal and Corporate Affairs and General Counsel